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Re: cspratt15139 post# 3586

Thursday, 10/17/2019 10:28:51 PM

Thursday, October 17, 2019 10:28:51 PM

Post# of 20803
I am wondering now if that is the same Tony Nick.
There is a mention of ASHLIN GLOBAL in that description.


Tony Nick is tied to Ashlin Global http://ashlinglobal.com/

TonyNick.com is a full service company that specializes in reverse mergers. Ashlin Global is the name of the firm and resides on Wall Street in New York. Offices in San Diego look for distressed companies that want to merge, while in New York the firm handles the after market business after a deal has been negociated. We contantly look for private companies that have the need and desire to go public and we have a wide range of public companies to pick from Pinksheet and Bulletin Board companies will always be in our portfolio
https://www.linkedin.com/in/tony-nick-b663092a/





And there was an ASHLIN CAPITAL mentioned in the same litigation with Tony.

https://www.sec.gov/litigation/complaints/comp19311.pdf

1

6. Flemming, age 56, is a resident of New York, New York and is president and chief executive officer of Ashlin Capital. Flemming purchased Kyoto Capital from Spadaccini, through which Ashlin Capital obtained unregistered Wind Farming shares. Flemming is not registered with the Commission in any capacity. He did not register any Wind Farming shares that he controlled with the Commission before selling them into the public market.
17. Kyoto Capital purports to be a Pennsylvania entity that was organized by Spadaccini in May 2004. It was organized with the address 209 Green Valley Road, Exton, Pennsylvania. Spadaccini transferred control of this entity to Flemming in September 2004. Kyoto Capital is not registered with the Commission in any capacity. It did not register its Wind Farming shares with the Commission before they were transferred to Ashlin Capital.
18. Ashlin Capital holds itself out as an investment banking firm with offices in New York, New York. Ashlin Capital obtained unregistered Wind Farming shares from Kyoto
6

Capital. Ashlin Capital is not registered with the Commission in any capacity. It did not register its Wind Farming shares with the Commission before selling them into the public market.
19. Necoechea, age 39, is a resident of San Diego, California. He controlled 20th Century Jackson from April 2004 through the present. Necoechea is not registered with the Commission in any capacity. He did not register any Wind Farming shares that he controlled before selling them into the public market.
20. 20th Century Jackson purports to be a Pennsylvania entity whose address is 600 North 2nd Street, Harrisburg, Pennsylvania. 20th Century Jackson is not registered with the Commission in any capacity. It did not register its Wind Farming shares with the Commission before selling them into the public market.



Why am I thinking they are related?

And what was the reason the author wanted the post removed?

Worth checking in case that name shows up again.


EDIT: it does appear to be the same company

Global, headquartered in New York, was founded in 2006 to provide commercial real estate and financial advisory services to small and medium cap firms. The firm, led by Charles Flemming, a licensed New York State broker and former Director of Economic research and Real Estate for the Bronx Overall Economic Development Corporation, a non-profit economic development enterprise of the Borough President of the Bronx, specializes in commercial and industrial submarkets in New York. assists investors with market research, site selection and financing and analysis of government incentive availability for properties throughout the City’s five boroughs.