Netcapital Inc (NCPL): tem 3. Source or Amount of Funds or Oth...

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Tuesday, 10/08/2019 9:43:36 AM

Tuesday, October 08, 2019 9:43:36 AM

tem 3. Source or Amount of Funds or Other Consideration.

As previously disclosed in the issuer’s filings on Form 10-Q for the quarter ended July 31, 2019, the Reporting Person has received stock-based compensation. Pursuant to employment agreements, the Reporting Person received 20,000,000 shares of Common stock that fully vested on July 31, 2019 and agreed to accept 25,000,000 shares of Common Stock as compensation for services until August 31, 2021.

Item 4. Purpose of Transaction.

Compensation for services; investment.

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Recent NCPL News

Netcapital Pursues Broker-Dealer License to Increase Potential Revenue Generation • Business Wire • 05/08/2024 12:00:00 PM
Netcapital Announces Third Quarter Fiscal 2024 Financial Results • Business Wire • 03/18/2024 09:41:00 PM
Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend] • Edgar (US Regulatory) • 03/05/2024 10:18:07 PM
Form 8-K - Current report • Edgar (US Regulatory) • 02/29/2024 10:10:42 PM
Form 8-K - Current report • Edgar (US Regulatory) • 02/23/2024 09:00:28 PM
Form SC 13G - Statement of acquisition of beneficial ownership by individuals • Edgar (US Regulatory) • 02/14/2024 08:47:07 PM
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material • Edgar (US Regulatory) • 01/09/2024 11:05:14 AM
Form DEF 14A - Other definitive proxy statements • Edgar (US Regulatory) • 01/09/2024 11:03:11 AM
Form SC 13G - Statement of acquisition of beneficial ownership by individuals • Edgar (US Regulatory) • 01/04/2024 09:31:19 PM
Form PRE 14A - Other preliminary proxy statements • Edgar (US Regulatory) • 12/29/2023 06:07:13 PM
Form 8-K - Current report • Edgar (US Regulatory) • 12/27/2023 09:14:28 PM
Netcapital Announces Closing of $4 Million Public Offering • Business Wire • 12/27/2023 06:19:00 PM
Form 424B4 - Prospectus [Rule 424(b)(4)] • Edgar (US Regulatory) • 12/26/2023 08:22:39 PM
Form EFFECT - Notice of Effectiveness • Edgar (US Regulatory) • 12/22/2023 05:15:14 AM
Netcapital Announces Pricing of $4 Million Public Offering • Business Wire • 12/22/2023 02:27:00 AM
Form 8-K - Current report • Edgar (US Regulatory) • 12/14/2023 10:12:08 PM
Netcapital Funding Portal Revenues Increase by More Than 150% • Business Wire • 12/14/2023 09:10:00 PM
Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 12/14/2023 09:06:01 PM
Netcapital to Present at The Singular Research Best of the Uncovereds Conference on December 7, 2023 • Business Wire • 12/05/2023 09:15:00 PM
Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] • Edgar (US Regulatory) • 11/30/2023 10:19:49 PM
Form 8-K - Current report • Edgar (US Regulatory) • 11/21/2023 10:14:44 PM
Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] • Edgar (US Regulatory) • 11/15/2023 09:05:55 PM
AMERICAN WEEKEND ENTERTAINMENT TEAMS WITH NETCAPITAL FOR CAPITAL RAISE • PR Newswire (US) • 11/08/2023 05:01:00 PM
Netcapital Funding Portal Success Story Avadain Raises $4.5 Million in Sold-Out Capital Offering • Business Wire • 10/31/2023 12:30:00 PM
Form RW - Registration Withdrawal Request • Edgar (US Regulatory) • 10/24/2023 01:07:48 PM

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