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boston745 Member Profile
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Prospectus Filed Pursuant to Rule 424(b)(5) (424b5) Edgar (US Regulatory) - 9/12/2019 5:29:00 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 9/12/2019 5:25:06 PM
SINTX TECHNOLOGIES ANNOUNCES ENGAGEMENT OF ASCENDIANT CAPITAL TO PURSUE DENTAL PARTNERSHIPS GlobeNewswire Inc. - 9/11/2019 7:00:00 AM
SINTX TECHNOLOGIES PROVIDES UPDATES ON PATENT FILINGS GlobeNewswire Inc. - 9/9/2019 7:00:00 AM
Current Report Filing (8-k) Edgar (US Regulatory) - 8/15/2019 7:03:23 AM
SINTX TECHNOLOGIES RELEASES 2019 YTD EARNINGS REPORT GlobeNewswire Inc. - 8/15/2019 7:00:00 AM
Quarterly Report (10-q) Edgar (US Regulatory) - 8/14/2019 6:11:32 AM
Amended Statement of Ownership (sc 13g/a) Edgar (US Regulatory) - 7/31/2019 9:19:59 AM
Current Report Filing (8-k) Edgar (US Regulatory) - 7/29/2019 7:01:19 AM
SINTX TECHNOLOGIES PROVIDES BUSINESS UPDATE GlobeNewswire Inc. - 7/29/2019 7:00:00 AM
Current Report Filing (8-k) Edgar (US Regulatory) - 7/26/2019 1:01:04 PM
SINTX TECHNOLOGIES ANNOUNCES REVERSE STOCK SPLIT EFFECTIVE TODAY GlobeNewswire Inc. - 7/26/2019 1:00:00 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 7/15/2019 9:00:43 AM
SINTX TECHNOLOGIES ANNOUNCES STOCKHOLDERS APPROVE REVERSE STOCK SPLIT GlobeNewswire Inc. - 7/15/2019 9:00:00 AM
SINTX TECHNOLOGIES ANNOUNCES ADJOURNMENT OF ANNUAL MEETING OF STOCKHOLDERS UNTIL JULY 12, 2019 GlobeNewswire Inc. - 7/3/2019 3:00:00 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 6/28/2019 6:17:32 AM
SINTX TECHNOLOGIES ANNOUNCES ADJOURNMENT OF ANNUAL MEETING OF STOCKHOLDERS UNTIL JULY 3, 2019 GlobeNewswire Inc. - 6/27/2019 4:00:00 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 6/10/2019 9:01:24 AM
SINTX TECHNOLOGIES RENEWS LEASE WITH PORTFOLIO INVESTMENTS AT CENTREPOINTE BUSINESS PARK GlobeNewswire Inc. - 6/10/2019 9:00:00 AM
Additional Proxy Soliciting Materials (definitive) (defa14a) Edgar (US Regulatory) - 6/7/2019 1:06:58 PM
Prospectus Filed Pursuant to Rule 424(b)(5) (424b5) Edgar (US Regulatory) - 6/4/2019 5:23:39 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 6/4/2019 5:19:46 PM
Current Report Filing (8-k) Edgar (US Regulatory) - 5/24/2019 7:01:14 AM
Quarterly Report (10-q) Edgar (US Regulatory) - 5/16/2019 5:31:26 PM
Notification That Quarterly Report Will Be Submitted Late (nt 10-q) Edgar (US Regulatory) - 5/16/2019 7:01:36 AM
boston745 Member Level  Thursday, 09/12/19 12:40:11 AM
Re: joev2 post# 26687
Post # of 26826 
Here is a list of 9 actions by Finra for Ascendiant. Claim #6 looks the most inflammatory as 2 agents engaged in fraud and Ascendiant failed to disclose investigations properly. This particularly case looks bad as Ascendiant looks to have tried to cover it up.

Still markedly better than Thalmann and I believe Maxim. Seems Sonny slowly picks better and better firms.

https://files.brokercheck.finra.org/firm/firm_152912.pdf

https://www.stocklaw.com/securities-fraud-blog/2015/july/finra-fines-ascendiant-capital-markets-of-irvine/

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