SNM Global Holdings (SNMN)

[jsmoov]

Allegations

CLAIMANT ALLEGED THAT HIS INVESTMENT OBJECTIVE WAS MARKED GROWTH AND CERTAIN I NVESTMENTS WERE UNSUITABLE. ALSO, CLIAMED THAT RR FAILED TO DISCLOSE MATERIAL FACTS WITH RESPECT TO CERTAIN INVESTMENTS. FURTHER CLAIMS INCLUDE EXCESSIVE TRADING,SALES BY UNLICENSED REPRESENTATIVE,SELLING AT A PRICE LOWER THATN THE REPORTED LOW PRICE FOR DAY AND UNAUTHORIZED TRADING.

Damage Amount Requested

$22,653.00

Damages Granted

$10,462.10