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jsmoov

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jsmoov

Re: arn182 post# 50711

Wednesday, 09/11/2019 11:08:16 PM

Wednesday, September 11, 2019 11:08:16 PM

Post# of 63517
Allegations

CLAIMANT ALLEGED THAT HIS INVESTMENT OBJECTIVE WAS MARKED GROWTH AND CERTAIN I NVESTMENTS WERE UNSUITABLE. ALSO, CLIAMED THAT RR FAILED TO DISCLOSE MATERIAL FACTS WITH RESPECT TO CERTAIN INVESTMENTS. FURTHER CLAIMS INCLUDE EXCESSIVE TRADING,SALES BY UNLICENSED REPRESENTATIVE,SELLING AT A PRICE LOWER THATN THE REPORTED LOW PRICE FOR DAY AND UNAUTHORIZED TRADING.

Damage Amount Requested

$22,653.00

Damages Granted

$10,462.10

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Volume:
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Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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