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Rocinante

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Re: elkonig post# 54475

Sunday, 09/08/2019 3:23:37 PM

Sunday, September 08, 2019 3:23:37 PM

Post# of 71147
What about the "piggyback exception"?
"A "piggyback qualified" security is one that meets the frequency-of-quotation requirement described in SEC Rule 15c2-11(f)(3). ... As long as the security remains piggyback qualified, any participant may quote the security without a Form 211 submission."
In the suspension it mentions LAHO qualified for that.
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