SNM Global Holdings (SNMN)

[jsmoov]

CEO TROY LOWMAN HAS NO RESPECT FOR REGULATORY AUTHORITY.....THIS LED TO HIS BROKER'S LICENSE BEING SUSPENDED...YIKES!!!

I'VE NEVER SEEN ANY LEGITIMATE SUCCESSFUL BUSINESS RAN BY A BY A CEO WITH A SUSPENDED FINANCIAL LICENSE.

IS THIS SOMEONE TRUSTWORTHY TO INVEST IN? THE GOVERNMENT SAYS NO. HE WOULD NOT QUALIFY TO ACT IN ANY FINANCIAL FIDUCIARY DUTY.


Sanction Details

NASD REGISTRATION SUSPENDED MARCH 23, 2005 FOR FAILING TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR PAY FEES IN ARBITRATION CASE #02-03055 OR TO SATISFACTORILY RESPOND TO AN NASD REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE.