Followers | 14 |
Posts | 1196 |
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Alias Born | 06/07/2006 |
Monday, November 27, 2006 9:40:24 AM
It could get interesting in a hurry. One question I have is how long does a brokerage have to get things right in situations like this? If we are owed a Divy for example, and they do not immediately give it to us (assume due to naked short position right now), how long do they have to fix the situation if we were to call the NASD and SEC?
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