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Re: WHITTENHALLJR post# 62790

Wednesday, 08/21/2019 3:06:16 PM

Wednesday, August 21, 2019 3:06:16 PM

Post# of 79425
It's impossible to go back and do audited filings for the years 2002 through 2008. That was a previous company and was before they filed a Form 15.

FINRA's rule is stupid. It's like you can't sell your house until you show proof that the contractor who rebuilt the chimney 17 years ago was licensed and bonded, and you just bought your house a year ago.

    

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