Logiq Inc (LGIQ): Brent Suen suspended for six months?...

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Logiq Inc (LGIQ)

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Tuesday, 08/06/2019 8:06:40 AM

Tuesday, August 06, 2019 8:06:40 AM

Brent Suen suspended for six months?

Is this a CEO you can trust?

Brent Yee Suen (Registered Representative, Dallas, Texas) submitted an offer of Settlement pursuant to which he was suspended from association with any NASD member in any capacity for six months. Without admitting or denying the allegations, Suen consented to the described sanction and to the entry of findings that he prepared and delivered misleading letters to a mortgage company and financial services company in regard to his employment with his member firm to obtain a residential mortgage.

http://www.finra.org/sites/default/files/MonthlyDisciplinaryActionsJanuary1996.pdf

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