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buccaneer1961

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buccaneer1961

Re: TheKwon post# 725

Thursday, 06/27/2019 9:59:38 PM

Thursday, June 27, 2019 9:59:38 PM

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Transactions Exempt from the Penny Stock Rule

Some transactions in penny stocks are exempt from the Penny Stock Rule. Examples of exempt transactions are those with an established customer, who has either done business with the brokerage for greater than one year, or who has made at least three penny stock purchases. Likewise, transactions with institutional investors may also be exempt.


http://otclawyers.com/what-is-the-penny-stock-rule/
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