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Tuesday, 06/04/2019 3:09:03 PM

Tuesday, June 04, 2019 3:09:03 PM

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SEC, 2 Attorneys Face Off Over Pump-And-Dump Claims

The U.S. Securities and Exchange Commission and two securities lawyers it accused of facilitating a pump-and-dump scheme went head-to-head in a series of filings in New York federal court Monday, with the regulator pushing for summary judgment and the defendants responding that the case should go to trial.
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