Tuesday, May 21, 2019 1:00:10 PM
Almost identical violations! Benoit Laliberte claims he had no prior criminal convictions within the past 10 years in the latest UAMA Quarterly Report. The evidence is clear he was found guilty on 44 of 48 counts of stock fraud, market manipulation and deceiving investors. Seems like he's still doing that. Likely just a matter of time before the SEC acts in this matter.
If SEC took same action that would mean:
a) permanent injunction, and
b) a civil monetary penalty, and
c) officer-and-director bar, and
d) a penny-stock bar.
That would effectively protect the public market and investors by stopping Mr. Laliberte from acting in any capacity for a publicly-listed company.
caveat emptor - CAVEAT EMPTOR
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