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Re: None

Thursday, 04/25/2019 10:12:16 AM

Thursday, April 25, 2019 10:12:16 AM

Post# of 4263
Micah making more news in the wrong way.

Until recently, the SEC has spent much of its enforcement efforts on transfer agents caught up with fraud involving microcap companies. Case in point: in February 2019, the SEC sued broker-dealer Spartan Securities and Island Capital Management, which does business under the name Island Stock Transfer, for helping to manufacture deceptive floats of public companies from December 20009 to August 2014.



https://finopsinfo.com/investors/sec-to-transfer-agents-clean-up-your-operations/