Sunday, March 31, 2019 7:58:01 AM
Inquiring minds want to know.
Through his investment in PEN Comeback, LLC, Mr. Berman has an indirect beneficial interest in 196,280 shares of Class A common stock as well as a beneficial interest in options that entitled the holder to purchase 97,495 shares of Class A
common stock, warrants that entitle the holder to purchase 196,280 shares of Class A common stock, and 97,495 warrant options that allow the holder to
purchase at a price of $0.03 per warrant warrants to purchase up to 97,495 shares at an exercise price of $2.00 per share.
Mr. Berman has sole voting and dispositive power with respect to shares and options owned
directly. He shares voting power and dispositive power with respect to the securities owned by PEN Comeback, LLC with Tom J. Berman.
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