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Re: DD_dempsey post# 283791

Saturday, 03/16/2019 5:00:29 AM

Saturday, March 16, 2019 5:00:29 AM

Post# of 289423
The OTC has always applied the C.E. to OTC tickers that have been suspended by the SEC or FINRA. Its only since George Sharp was recently hired as a consultant to the OTC that the OTC has started to put the C.E. on non SEC filers. Market makers/trading houses are not restricted from trading shares just because of the OTC designation its because of the SEC suspensions if any.