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Post# of 797154
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YanksGhost

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YanksGhost

Re: Doc.007 post# 511649

Wednesday, 03/13/2019 10:08:26 AM

Wednesday, March 13, 2019 10:08:26 AM

Post# of 797154
Doesn't really matter. No uplist can be accommodated unless the annual meeting provision is met.

https://www.nyse.com/publicdocs/nyse/regulation/nyse/NYSE_2018_Annual_Guidance_Letter.pdf

The same provision exists on the NASDAQ exchange.

You might especially enjoy the content on page 7 which details rules regarding share offers and dilution. The manual detail reveals some questions on whether FNMA or FMCC could ever relist if warrants are converted or some secondary share offer is launched without a bona fide shareholder proxy and vote. Succession rights do not appear to meet the fiduciary requirement, IMO.
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