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Friday, February 22, 2019 1:04:35 PM
https://www.sec.gov/Archives/edgar/data/1100397/000149315219002409/form8-k.htm
Proposal 1
The vote with respect to each director nominee is set forth below:
Nominee Total Votes For Total Votes Withheld Broker Non-Votes
Dr. David Sidransky
19,278,804
5,930,201 32,545,294
Dr. James P. Patton
21,042,896
4,166,109 32,545,294
Roni A. Appel
20,958,791
4,250,214 32,545,294
Richard J. Berman
21,106,194
4,102,811 32,545,294
Dr. Samir Khleif
19,850,241
5,358,764 32,545,294
Kenneth A. Berlin
21,667,347
3,541,658 32,545,294
Proposal 2
The vote with respect to the approval of an amendment to Advaxis’ Amended and Restated Certificate of Incorporation to increase authorized shares of common stock is set forth below:
Total Votes For Total Votes Against Abstentions Broker Non-Votes
35,184,236 21,737,385 832,678 0
Proposal 3
The vote with respect to the approval of an amendment to Advaxis’ Amended and Restated Certificate of Incorporation to effect a reverse stock split is set forth below:
Total Votes For Total Votes Against Abstentions Broker Non-Votes
37,972,052 17,317,036 2,465,211 0
Proposal 4
The vote with respect to non-binding advisory vote on executive compensation is set forth below:
Total Votes For Total Votes Against Abstentions Broker Non-Votes
12,355,587 10,698,852 2,154,566 32,545,294
Proposal 5
The vote with respect to the non-binding advisory vote on frequency at which the Company should include an advisory vote regarding the compensation of named executive officers is set forth below:
1 Year 2 Years 3 Years Abstentions
12,031,067 506,511 11,599,947 1,071,480
Proposal 6
The vote with respect to the ratification of the appointment of Marcum LLP as Advaxis’ independent registered public accounting firm for the fiscal year ending October 31, 2019, is set forth below:
Total Votes For Total Votes Against Abstentions Broker Non-Votes
49,565,691 6,366,877 1,821,731 0
Proposal 7
The vote with respect to the shareholder proposal with regards to the election of the Board of Directors by a majority vote standard is set forth below:
Total Votes For Total Votes Against Abstentions Broker Non-Votes
21,413,335 1,561,085 1,824,361 32,545,294
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