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Re: UrbanPenny post# 56904

Saturday, 01/26/2019 12:13:22 PM

Saturday, January 26, 2019 12:13:22 PM

Post# of 68083
Well I guess they are to blame because they facilitate the process & route the orders. There are things called SARS which are used as a precursor for suspicious activity. Mishandling of these SARS rules results in violations & fines. Pretty much fits the bill here. In a few months I take it that the brokerage(s) will be fined.
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