Friday, December 14, 2018 9:55:22 AM
Now with respect to the notion of non or under reporting, here are some examples of real financial firms subject to fines for such failures.
https://theintercept.com/2016/12/15/whistleblower-vindicated-massive-trading-firm-knight-capital-charged-with-abusing-naked-shorts/
https://securitiesarbitrations.com/ubs-fined-system-failures-short-selling/
https://www.reuters.com/article/us-interactive-fine/finra-fines-interactive-brokers-5-5-million-for-short-selling-violations-idUSKCN1L525H
https://www.housingwire.com/articles/finra-fines-southwest-expels-cutler-securities-naked-short-selling
https://financiallyregulated.com/2011/10/17/stock-manipulator-stiffs-finra-on-1-million-fine-not-our-problem-says-federal-appeals-court/
I'd bet at least some of them have cleaned up their act by now but it simply serves as an example of how we still need to be careful in how much faith we put in data that could easily be manipulated for any number of reasons by any number of market participants.
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