Avid Bioservices Inc (CDMO)

[cjgaddy]

Total INST.+LARGE Holdings now 28,166,076 50.3% (9-30-18)

16,710,527 29.8% INSTITUTIONS (a/o 9-30-18)
https://www.nasdaq.com/symbol/cdmo/institutional-holdings
+ 11,455,549 20.6% LARGE SHAREHOLDERS via Forms13/14 (Tappan, EasternCap/Dart, Ronin/Stafford)
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= 28,166,076 50.3%
Note: Ownership %’s based on 56,001,456 common O/S at 9-5-18. (10Q: https://tinyurl.com/ycfrgsjm )

7 LARGEST SHAREHOLDERS:
1. Tappan Street (Prasad Phatak): 4,516,107 8.1% (a/o 12-31-17 13G: https://tinyurl.com/yd7xkdzg )
2. Eastern Capital (Kenneth Dart): 4,300,992 7.7% (a/o 12-7-17 14A: https://tinyurl.com/y7qprpg9 acq. 10-2015)
3. Blackrock Inc. (Larry Fink): 3,576,949 6.4% (+315,661 q/e 9-30-18 Nasdaq Inst.)
4. Ronin Trading (John Stafford III+Roger Farley): 2,638,450 4.7% (a/o 4-17-18 13D: https://tinyurl.com/ycf7d2uk )
5. Vanguard Group: 2,330,198 4.2% (+120,673 q/e 9-30-18 Nasdaq Inst.)
6. Snyder Capital: 1,896,878 3.4% (NEW a/o 9-30-18 Nasdaq Inst.)
7. Driehaus Capital: 881,891 1.6% (NEW a/o 9-30-18 Nasdaq Inst.)