Cardiff Lexington Corp (CDIX): Probably as a preventative measure to in...

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Cardiff Lexington Corp (CDIX)

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Re: janice shell post# 9108

Saturday, 09/22/2018 4:09:09 PM

Saturday, September 22, 2018 4:09:09 PM

Probably as a preventative measure to insure that they don't let it happen again. The fine didn't look to be any higher, or lower, than anyone else's for similar violations. $25,000 per occurrence seems to be the standard settlement amount for an improperly filed 10-Q. The SEC doesn't seem to overlook violations regardless of when they occurred.

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Recent CDIX News

Form 8-K - Current report • Edgar (US Regulatory) • 01/04/2024 01:50:17 PM
Form DEFR14C - Revised information statement materials, definitive • Edgar (US Regulatory) • 11/29/2023 03:18:50 PM
Form SC 13G - Statement of acquisition of beneficial ownership by individuals • Edgar (US Regulatory) • 11/16/2023 09:11:50 PM
Form 8-K - Current report • Edgar (US Regulatory) • 11/16/2023 07:06:22 PM
Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 11/14/2023 05:29:20 PM
Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 10/25/2023 07:05:06 PM
Form 8-K - Current report • Edgar (US Regulatory) • 10/05/2023 07:56:42 PM
Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB • Edgar (US Regulatory) • 08/14/2023 05:25:09 PM
Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] • Edgar (US Regulatory) • 08/03/2023 08:51:51 PM

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