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Re: iblong2 post# 67488

Tuesday, 08/21/2018 10:38:30 AM

Tuesday, August 21, 2018 10:38:30 AM

Post# of 68381
Both have to be done; the S-10 with the SEC and the 15c-211 with FINRA; actually, since the stock does trade "somewhere" it means some MM has a current 211 and other brokers can use the "piggy-back" rule. The first thing on the "to-do" list needs to be the S-10.


This is a good start, though. As for "front-loading" there has been some, ever since May; it's just been very, very, very quiet

I hope 'ole Ken has the hat full of rabbits; this has certainly been an ordeal.

to file a form 10 or form 15 c211


"Luck" is when preparation meets opportunity. So, don't curse your "luck" because you weren't prepared.