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Re: None

Friday, 08/17/2018 11:53:13 AM

Friday, August 17, 2018 11:53:13 AM

Post# of 19193
$SMCE - There's a reason they include this in the quarterly financials(below is copy and pasted from Q2 2018). Stick to the facts and not some internet hearsay :)

All the pieces coming together, patience always prevails.

B.
Legal/Disciplinary History
. Please identify whether any of the foregoing persons have, in
the last five years, been the subject of:

1. A conviction in a criminal proceeding or named as a defendant in a pending criminal
proceeding (excluding traffic violations and other minor offenses);
Ralph Tashjian –
NONE
Rick Bjorklund –
NONE

2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or
vacated, by a court of competent jurisdiction that permanently or temporarily
enjoined, barred, suspended or otherwise limited such person’s involvement in any
type of business, securities, commodities, or banking activities;
Ralph Tashjian –
NONE
Rick Bjorklund –
NONE

3. A finding or judgment by a court of competent jurisdiction (in a civil action), the
Securities and Exchange Commission, the Commodity Futures Trading Commission,
or a state securities regulator of a violation of federal or state securities or
commodities law, which finding or judgment has not been reversed, suspended, or
vacated; or
Ralph Tashjian –
NONE
Rick Bjorklund –
NONE

4. The entry of an order by a self
-regulatory organization that permanently or
temporarily barred suspended or otherwise limited such person’s involvement in any
type of business or securities activities.
Ralph Tashjian –
NONE
Rick Bjorklund –
NONE


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