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Thursday, August 02, 2018 12:45:42 PM
Dear Mr. Xxxxxx
This is to acknowledge that on August 2, 2018 the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received your complaint regarding trading activity in Airborne Wireless Network (“ABWN”). We will use the information you have provided regarding ABWN in the scope of our regulatory programs designed to determine whether violations of federal securities laws or FINRA or other rules have occurred. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.
You may also contact Market Regulation Customer Complaints at 240-386-5105, or by email at MarketRegComplaints@finra.org.
Sincerely,
Market Regulation Customer Complaints
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