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TenKay

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TenKay

Re: PotsandPans420 post# 2101

Friday, 05/18/2018 11:03:51 AM

Friday, May 18, 2018 11:03:51 AM

Post# of 43950
If he is not a Section 16 Officer, or live in the same household as a Section 16 officer, and his holdings are less than 10%, then he is not deemed an affiliate or insider.

He is still required to file his holdings and transactions as a >5% holder, but is not subject to the volume threshold selling limitation under Rule 144 which kicks in at 10%.
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