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Tuesday, October 17, 2006 8:29:03 PM
What is a NOBO list?
A NOBO list is a list obtained from intermediaries
containing the names, addresses, e-mail
and securities holdings of NOBOs. Access
NOBO list” is not limited to reporting issuers
the Instrument also provides that other persons
companies have access to it.
The Instrument prohibits trafficking in information
from a NOBO list and permits the list to
only in connection with matters relating to
of a reporting issuer, including: (i) the sending
securityholder materials to NOBOs, (ii) an
influence voting, and (iii) a takeover bid.
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