Tuesday, May 08, 2018 3:41:52 PM
https://backend.otcmarkets.com/otcapi/company/financial-report/187263/content
most pink current tickers have audited 10-K's or they submit attorney letters.....attorneys are not too keen on providing these letters as they are not accountants and solely rely on the word of the CEO
Federal securities laws, such as Rules 10b-5 and 15c2-11 of the Securities Exchange
Act of 1934 (“Exchange Act”) as well as Rule 144 of the Securities Act of 1933
(“Securities Act”), and state Blue Sky laws, require issuers to provide adequate current
information to the public markets. With a view to encouraging compliance with these
laws, OTC Markets Group has created these OTC Pink Basic Disclosure Guidelines.
We use the basic disclosure information provided by OTC Pink companies under these
guidelines to designate the appropriate tier in the OTC Pink marketplace: Current,
Limited or No Information. OTC Markets Group may require companies with securities
designated as Caveat Emptor to make additional disclosures in order to qualify for OTC
Pink Current Information tier.
Qualifications for the OTC Pink - Current Information Tier
Companies that make the information described below publicly available on a timely
basis (90 days after fiscal year end for Annual Reports; 45 days after each fiscal quarter
end for Quarterly Reports) qualify for the Current Information Tier. Financial reports
must be prepared according to U.S. GAAP or IFRS, but are not required to be audited
to qualify for the OTC Pink Current Information tier.
Initial Qualification:
1. Subscribe to the OTC Disclosure & News Service on www.OTCIQ.com to publish
your financial reports and material news.
2. Create the following documents, save them in PDF format and upload them via
www.OTCIQ.com:
• Annual Financial statements (Document must Include: Balance Sheet, Income
Statement, Statement of Cash Flows, Notes to Financial Statements) for the previous
two fiscal years. If these reports are audited, please attach the audit letter from the
PCAOB registered audit firm. Each year’s Annual Financial statements should be
posted separately under the report type “Annual Report” in OTCIQ.
• Any subsequent Quarterly Reports since the most recent Annual Report.
• The most recent fiscal period end report should also include information in
accordance with these OTC Pink Basic Disclosure Guidelines; use the fillable form
beginning on page 3.
3. If financial reports are not audited by a PCAOB registered audit firm:
• Submit a signed Attorney Letter Agreement (first two pages of the Attorney Letter
Guidelines).
• After following the appropriate procedures with a qualified attorney, upload an
Attorney Letter complying with Attorney Letter Guidelines through your otciq.com
account
beware of the pump it will leave you in the dump
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