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Re: Nano-vv post# 84968

Thursday, 04/12/2018 5:23:26 PM

Thursday, April 12, 2018 5:23:26 PM

Post# of 195211
“Pursuant to Rule 203(b)(3) of Regulation SHO and FINRA Rule 4320, a participant of a registered clearing agency (i.e., a clearing firm), that has a fail to deliver position at a registered clearing agency (i.e., National Securities Clearing Corporation) in a Threshold Security for 13 consecutive settlement days must immediately close out that fail to deliver position by purchasing shares of like kind and quantity.”
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  • 1Y
  • 5Y
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