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Post# of 68548
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kennypooh

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kennypooh

Re: bob-barefoot post# 53501

Monday, 04/09/2018 7:57:30 PM

Monday, April 09, 2018 7:57:30 PM

Post# of 68548

"That is your opinion not fact on how ecos will be handled if it asks for an r/s we went over this before!!!!"

Yes, you were right the last time and are still right...FINRA is not a government agency, nor a regulator of any kind, and cannot DENY anything. FINRA is a private contractor, that has on occasion refused to process R/S requests from companies when they have determined the company may be acting in violation of SEC rules or regulations. The SEC and the State SOS are the only regulators that can grant or DENY corporate actions.

GLTY and JMO

Please help save the earth. It's our only source of chocolate.

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