LongFin Corp (LFIN)

[CyberCall™]

JIMMYBOB:

"Between January 31, 2018 and March 6, 2018, Altahawi acquired 121,000 shares through private transactions from ten individuals, one or more of whom were affiliates of Longfin. Between February 7, 2018 and March 9, 2018, Altahawi deposited 111,000 of the 121,000 shares in his Merrill Lynch account."
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-61.pdf

IS THERE A LAW IN PLACE THAT NOTIFIES THE SEC IMMEDIATELY WHEN SOMEONE TRIES TO DEPOSIT RESTRICTED STOCK INTO A BROKERAGE ACCOUNT?