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Re: zomoney post# 6985

Saturday, 03/24/2018 4:01:19 PM

Saturday, March 24, 2018 4:01:19 PM

Post# of 19319
Some SEC suspension research material for you.
Pay particular attention to the second paragraph of this wonderful compilation of SEC suspensions. Thank you Renee for your hard work on this piece.

There are two types of SEC Suspensions, one for SEC Registered Issuers/Filers that are delinquent in filing Financials. The SEC Suspension is always accompanied with an Administrative Proceeding outlining the Financials delinquencies. Those stocks will have their stock registrations revoked, NO EXCEPTIONS!! Stocks in this category will remain on the Grey Market until the SEC Admin Law Judge revokes the stock registration. Note: The SEC occasionally files Administrative Proceedings without suspending a stock when the stock has been illiquid for an extended time



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