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Thursday, March 08, 2018 5:23:50 PM
Then it's entirely possible the TA will also get into trouble. Not to mention the disbarred attorney.
If nobody's commented on it yet, the SEC finally got round to posting the Friedland suit on its website:
https://www.sec.gov/news/press-release/2018-34
Note these parts:
The investigation has been conducted by Michael T. Grimes, Keith O’Donnell, William Connolly, Shipra G. Wells, and Josh Felker, and supervised by Melissa R. Hodgman. Christian Schultz and Timothy Halloran will lead the SEC’s litigation under the supervision of Fred Block. The SEC appreciates the assistance of Financial Industry Regulatory Authority.
The SEC’s investigation is ongoing.
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