Wednesday, February 14, 2018 5:10:42 PM
That makes them the largest CDMO shareholder:
1. Tappan Street (Prasad Phatak): 4,516,107 = 9.98%
2. Kenneth Dart (Eastern Capital): 4,300,992 = 9.5%
3. Ronin Trading/SWInvest: 3,892,497 = 8.6%
TAPPAN STREET Ownership History:
a/o 3-31-17: 914,304
a/o 6-30-17: 1,656,252
a/o 8-14-17: 2,298,684 5.1% (of 45,069,188 O/S as of 7-11-17)
a/o 9-30-17: 2,871,000 6.4% (of 45,096,081 O/S as of 9-11-17)
a/o 11-6-17: 3,915,611 8.7% (of 45,096,081 O/S as of 9-11-17)
a/o 2-14-18: 4,516,107 9.98% (of 45,253,038 O/S as of 1-8-18)
2-14-18/13G: Tappan Street (Prasad Phatak) https://tinyurl.com/yd7xkdzg
Tappan hasn’t hit Nasdaq for 12-31-18 as yet (45 days):
http://www.nasdaq.com/symbol/cdmo/institutional-holdings
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