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Wednesday, 02/14/2018 7:32:35 AM

Wednesday, February 14, 2018 7:32:35 AM

Post# of 821321
Compensated Awareness Post View Disclaimer
Broker-Dealers – FINRA registered broker-dealers may participate in the OTC market by executing client orders and principal orders. Broker-dealers earn revenues from commissions charged on orders, the bid (buy) and ask (sell) spread (the difference between what an investor is willing to buy and sell a security), and principal trading (investing the firm’s capital in an investment/trading strategy).

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