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Re: MJ19 post# 11488

Tuesday, 02/13/2018 4:42:40 PM

Tuesday, February 13, 2018 4:42:40 PM

Post# of 34861
I use Charles Schwab. Talk to Chuck. They are very attentive. Yet they have different departments that specialize in different things. So first I had to get to the Schwab Restricted Share department.

Scottrade was bought out by TD Ameritrade. So you might as well wait until after Feb 18th when the transaction closes and contact TD Aturd. I don't like them because they are not penny friendly. IMO! but there is some here who have claimed to have got there Dividends with TD Aturd!
I use Schwab!
When I first called my broker back in DEC. I found out That the dividend was in a restricted jumbo Certificate and All I had to do was pay Schwab a $80.00 fee to break mine out of the Jumbo certificate and get my restriction removed. It takes about 4 to 6 weeks.
I had to fill out and return
3 forms and They
did the rest for me at no extra charge.
Then The transfer agent Requested one additional form.
Shareholders Ledgend Removal Request!
Schwab even guided me thru it.
It was very simply.
Customer Intent Form
There are 5 choices to select. Please check off the 1st and 5th box. This will instruct me to get you a sale approval as soon as possible. It does not require you to sell within 5 days.
Complete with your name and account at the top of the form and your signature at the bottom
Seller's Representation Letter for Legend Removal Under Rule 144(b)(1)
Please provide us with the date(s) you acquired the restricted shares you are proposing to sell and how you acquired them.
Complete with your name and account at the top of the form and your signature at the bottom.
Irrevocable Stock or Bond Power Form
Please complete the top of the form with your name and account #
Leave section 2 blank. I will complete that for you.
Please sign at the bottom.
Lastly please mail this form with the original signature back to me. The original is required in order to service as your signature endorsement to make your certificate negotiable.
(Please fax or email the signed forms and MAIL the original documents to below address)
Charles Schwab & Co. Inc.
9825 Schwab Way
DENR2-03-213
Lone Tree, CO 80124