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Re: sampson one post# 37484

Sunday, 01/07/2018 1:59:58 AM

Sunday, January 07, 2018 1:59:58 AM

Post# of 59542
What do you mean by "allocation of assets"??

FINRA has a fairly limited role where OTC issuers are concerned. They process--or, in relatively rare cases, refuse to process--corporate action requests.

My point is that the suspension of CRCW was a punishment. The SEC saw problems, and suspended. Why should it, or FINRA, simply let it off the hook? For all we know, the investigation continues.