Cemtrex Inc (CETX): "A" stands for "award" Table 2 is for...

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Re: jedijazz post# 8002

Thursday, 12/21/2017 4:32:54 PM

Thursday, December 21, 2017 4:32:54 PM

"A" stands for "award"

Table 2 is for options.

He was GIVEN OPTIONS to acquire those shares. He bought $0 worth of shares

https://www.sec.gov/Archives/edgar/data/1435064/000149315217014848/xslF345X03/form4.xml

They are 5 year options that vest in 1 year

Explanation of Responses:
1. Options vest 50% one year from date of grant and remaining 50% two years from date of grant.

How to Read SEC Form 4 – Transaction Code Definitions

General Transaction Codes

P – Open market or private purchase of securities
S – Open market or private sale of securities
V – Transaction voluntarily reported earlier than required

Rule 16b-3 Transaction Codes

A – Grant, award, or other acquisition
D – Sale (or disposition) back to the issuer of the securities
F – Payment of exercise price or tax liability by delivering or withholding securities
I – Discretionary transaction, which is an order to the broker to execute the transaction at the best possible price
M – Exercise of conversion of derivative security

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