Tuesday, December 12, 2017 12:09:14 PM
I GAVE HER THE INFO ABOUT BRAVADA,AND THAT THE CEO DOES NOT CARE FOR THE SHAREHOLDERS.SHE SAID FINRA DOES WORK WITH THE SEC TOGETHER.SHE TOOK THE INFO AND MY INFO.AND SHE SAID TO ALSO CALL THE SEC.
AND FILE A COMPLAIN.I LEARN SOME COOL STUFF WHILE TALKING TO HER.
SHE SAID IF THE SEC STARTS A FORMAL INVESTIGATION THEN THEY WILL FIND OUT STUFF FROM PAST TO PRESENT.SO BB YOU UNDERSTAND WHAT THIS MEANS RIGHT??
IT MEANS THAT IF DANNY MISLEAD THE INVESTORS IN PREVIOUS PRs,THE SEC CAN SUSPEND TRADING.IT DOES NOT MATTER IF BRAV DOES NOT REPORT.THEY CAN STILL SUSPEND THE STOCK FOR INVESTIGATION.NEXT CALL SEC.
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FINRA Securities Helpline for Seniors
HELPS®
A toll-free number that senior investors can call to get assistance from FINRA or raise concerns about issues with brokerage accounts and investments.
Call 844-57-HELPS (844-574-3577)
Monday – Friday
9 a.m. – 5 p.m. Eastern Time
Are you a senior investor with questions about your brokerage account statement or an investment in a brokerage account? Are you concerned that your account may have been mishandled by a broker? To help you with these and other investment-related questions, FINRA provides the Securities Helpline for Seniors®.
Why Should You Call? Who Should Call? What Can You Expect?
To better understand how to review your investment portfolio or account statements;
To raise concerns about the handling of a brokerage account; and
To get information about investor tools and resources from FINRA, including BrokerCheck.®
Seniors who have questions or concerns about their investment accounts.
During business hours, a FINRA staff member will answer your call and address your questions.
If your concerns are not resolved during that call, he or she will call you back or refer you to another regulator or agency for help.
“I called FINRA’s Securities Helpline for Seniors as a last resort before hiring a lawyer for help disputing an issue I had with an IRA rollover transaction. The Helpline’s dedicated staff, who treated me with the utmost care and respect, worked with the firm which ultimately reimbursed me for a wrongfully assessed tax obligation that I had to pay. FINRA’s Securities Helpline for Seniors is a valuable resource for all investors like me who feel like they have nowhere else to turn for help resolving issues with their brokerage firms.”
- Mrs. W., 72 year old investor from RI
More Investor Resources
FINRA BrokerCheck Hotline
For assistance with checking the background of a broker or brokerage firm, or an investment adviser or investment representative, call the FINRA BrokerCheck Hotline at (800) 289-9999. You may also use the online version of FINRA BrokerCheck.
FINRA Call Center
Main FINRA Phone Number: (301) 590-6500
FINRA Investor Publications
FINRA produces a number of publications—including newsletters, brochures, manuals and pamphlets—targeted to members, investors and the general public. Download PDFs or order printed copies of our materials today.
Other Investor Contacts
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