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Re: investor2004 post# 24438

Thursday, 12/07/2017 7:52:21 PM

Thursday, December 07, 2017 7:52:21 PM

Post# of 33025
https://www.otcmarkets.com/market-activity/reg-sho-otc

FINRA Rule 4320 defines threshold securities as any equity security of an issuer that is not an SEC reporting security and, for five consecutive settlement days, has:

aggregate fails to deliver at a registered clearing agency of 10,000 shares or more; AND
a reported last sale during normal market hours (9:30 a.m. to 4 p.m., ET) for the security on that settlement day that would value the aggregate fail to deliver position at $50,000 or more.

Ouch
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