Thursday, December 07, 2017 1:18:35 PM
"Many of the mom-and-pop firms operate out of tiny offices, or in some cases, out of people’s homes and cater to smaller companies, including the microcap companies. Microcap companies typically disclose less financial information than major companies and trade on a “Wild West” over-the-counter stock market where investors face the most risk."
https://www.reuters.com/article/us-sec-transferagents-insight/sec-eyes-transfer-agents-in-new-front-against-u-s-stock-fraudsters-idUSKBN0KL0BD20150112
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