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Tellin_Fibs

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Tellin_Fibs

Re: None

Thursday, 12/07/2017 2:49:40 AM

Thursday, December 07, 2017 2:49:40 AM

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Compensated Awareness Post View Disclaimer
Compliance with the Information Requirement of SEA Rule 15c2-11 – To initiate quotations on an inter-dealer quotation system for an OTC security not currently being quoted or to resume quotations after a four day absence or SEC suspension, a market maker must submit a Form 211 to FINRA. Once FINRA approves the 211, the market maker may submit a quotation to the applicable inter-dealer quotation system(s) they selected on the Form 211.
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