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Re: Cartman 3_16 post# 41854

Saturday, 11/04/2017 7:56:50 AM

Saturday, November 04, 2017 7:56:50 AM

Post# of 64330
A. Rule as to Use of Form 8-K.

1. Form 8-K shall be used for current reports under Section 13 or 15(d) of the Securities Exchange Act of 1934, filed pursuant to
Rule 13a-11 or Rule 15d-11 and for reports of nonpublic information required to be disclosed by Regulation FD (17 CFR 243.100 and
243.101).

2. Form 8-K may be used by a registrant to satisfy its filing obligations pursuant to Rule 425 under the Securities Act, regarding
written communications related to business combination transactions, or Rules 14a-12(b) or Rule 14d-2(b) under the Exchange Act,
relating to soliciting materials and pre-commencement communications pursuant to tender offers, respectively, provided that the Form
8-K fi ling satisfies all the substantive requirements of those rules (other than the Rule 425(c) requirement to include certain specified
information in any prospectus filed pursuant to such rule). Such filing is also deemed to be filed pursuant to any rule for which the box is
checked. A registrant is not required to check the box in connection with Rule 14a-12(b) or Rule 14d-2(b) if the communication is filed
pursuant to Rule 425. Communications filed pursuant to Rule 425 are deemed filed under the other applicable sections. See Note 2 to
Rule 425, Rule 14a-12(b) and Instruction 2 to Rule 14d-2(b)(2).

B. Events to be Reported and Time for Filing of Reports.
1. A report on this form is required to be filed or furnished, as applicable, upon the occurrence of any one or more of the events
specified in the items in Sections 1 - 6 and 9 of this form.


Item 1.01 Entry into a Material Defi nitive Agreement.
Item 1.02 Termination of a Material Definitive Agreement.
Item 1.03 Bankruptcy or Receivership.
Item 2.01 Completion of Acquisition or Disposition of Assets.
Item 2.02 Results of Operations and Financial Condition.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance
Sheet Arrangement.

Item 2.05 Costs Associated with Exit or Disposal Activities.
Item 2.06 Material Impairments.
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
Item 3.02 Unregistered Sales of Equity Securities.
Item 3.03 Material Modification to Rights of Security Holders.
Item 4.01 Changes in Registrant’s Certifying Accountant.
Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review.
Item 5.01 Changes in Control of Registrant.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Section 5.06 -Change in Shell Company Status.
Item 5.07 Submission of Matters to a Vote of Security Holders.
Item 6.01 ABS Informational and Computational Material.
Item 6.02 Change of Servicer or Trustee.
Item 6.03 Change in Credit Enhancement or Other External Support.
Item 9.01 Financial Statements and Exhibits.

https://www.sec.gov/files/form8-k.pdf

Look at Sirius SIRI - Example https://www.sec.gov/Archives/edgar/data/908937/000119312517275643/d454029d8k.htm

Item 1.02 Termination of a Material Definitive Agreement.
As previously announced, on August 2, 2017, Sirius XM Radio Inc. (“SiriusXM”) issued a redemption notice pursuant to the indenture governing its 5.25% Senior Secured Notes due 2022 (the “2022 Notes”) to redeem all of the outstanding 2022 Notes. As of June 30, 2017, SiriusXM had $400 million aggregate principal amount of 2022 Notes outstanding.

On September 1, 2017 (the “Redemption Date”), SiriusXM deposited sufficient funds with U.S. Bank National Association (the “Trustee”) to redeem all of the outstanding 2022 Notes at a redemption price of 102.625% of the principal amount thereof plus accrued and unpaid interest and additional interest, if any, on the 2022 Notes redeemed, to, but excluding, the Redemption Date (the “Redemption Price”). On the Redemption Date, the Redemption Price was paid to holders of the 2022 Notes, the indenture governing the 2022 Notes was satisfied and discharged and all security interests and other liens securing the 2022 Notes was released.



Again, if the convert notes etc., for an example, were transferred or whatever says CCTC - where is the SEC filing(s) to prove it? Awaiting 10-Q to read into the rainbow sherbet...

"A wise man can play tha part of a fool, a fool can never play tha part of a wise man."
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