Inovio Pharmaceuticals Inc (INO)

[Ubertino]

7. the Filer is authorized to issue up to 600,000,000 common shares, and up to 10,000,000 preferred shares, of which 73,966,730 common shares and 23 preferred shares are outstanding as of September 30, 2016;

8. as of September 30, 2016, there are

(a) 6,747,961 options outstanding to purchase 6,747,961 common shares of the Filer and there are no options outstanding to purchase preferred shares of the Filer;

(b) 284,091 warrants outstanding to purchase 284,091 common shares of the Filer and 0 warrants outstanding to purchase preferred shares of the Filer;

(c) 771,335 restricted stock units of the Filer outstanding entitling the holders thereof to a maximum of 771,335 common shares of the Filer; payments to the holders of the restricted stock units can be made in the form of common shares, or cash or a combination of both, as the compensation committee for the Filer may determine;

http://www.osc.gov.on.ca/en/SecuritiesLaw_ord_20170126_226_inovio.htm