Gifa Inc (GIFX)

[janice shell]

Please list the specifics...

You're interested in Rule 6490? Once upon a time, FINRA simply processed any corporate action requests that came its way. But in 2010, they created Rule 6490, and the SEC approved it. It had two chief benefits for FINRA.

1. FINRA was allowed for the first time to charge a fee for processing corporate actions, and to attach fines for requests submitted late.

2. FINRA was also allowed, in certain specific circumstances, to deny corporate actions.

http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12829&element_id=9364&highlight=6490#r12829