Thursday, October 19, 2017 5:02:51 PM
If you look up the history of ALPINE SECURITIES (mainly owned by 1 person
at SCOTTSDALE SECURITIES ) -you find some real disturbing INFO .
This company has a HISTORY OF MANY ,MANY ,MANY SEC violations going
back 10+ years .
They PRESENTLY are being SUED and under INVESTIGATION by the SEC for
more than 1960 SAR violations and NON compliance (SAR= suspicious activity
reports ) The investigation was filed 6/5/2017 -current -it states that
THEY are a LIQUIDATION firm and have laundered money and filed fraudulent
reports -the SEC is seeking REMEDY with CIVIL penalties. The SEC has
asked them to respond and correct over a long period -with NO response
and then even more fraudulent activity.
READ the ALPINE SECURITIES /SEC COMPLAINT FILING -can find online
These cases take a LONG time and a lot of people get burned during the
process.
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