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Re: fhchome post# 3737

Friday, 10/13/2017 2:19:01 PM

Friday, October 13, 2017 2:19:01 PM

Post# of 18220
Let me tell you. I just finished as a witness for a stock case that dates back about a decade ago. The DOJ/SEC takes this stuff seriously. They just took down one of the best known writers at Zack's on insider trading...for a couple hundred thou.


As to IMUN having people watching this board....it's possible....not directly...but possible. It was really interesting to point to another company that was supposed to present at an investor conference awhile back - had even put a PR out to that effect....checked with the conference people - nope that company hadn't expressed an interest -- 1 day later - company on the conference agenda - and then they ended up canceling.

dwarren428 - SEC is always watching things - they may well already have IMUN on their radar. But as the saying goes - "if you see something, say something"....if it doesn't pan out, it doesn't pan out.

At the same time -- putting a particular date for a contract close or whatever in an SEC filing does not make it a guarantee....and missing a deadline does not constitute a crime. Business circumstances change and these sorts of things are covered by the disclaimers.

However, if announcements are made to drive volume so a shareholder can increase or decrease holdings - or to move a price (like good news 10 mins before close to prevent shorts from covering) - then you are getting into dicey territory.