Thursday, October 05, 2017 2:46:43 PM
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Imperial Strategies, LLC 2. Issuer Name and Ticker or Trading Symbol
CROE, INC. [ CRCW ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director __ X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
5348 VEGAS DRIVE, SUITE 1548 3. Date of Earliest Transaction (MM/DD/YYYY)
10/2/2017
(Street)
LAS VEGAS, NV 89108
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/2/2017 S 1000 D $3.00 3018810 D
Common Stock 10/2/2017 S 1000 (1) D $3.00 6050620 I See Footnotes (2) (3)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
(1) 1,000 shares were sold by Imperial Strategies, LLC to an accredited investor in a private transaction, exempt from registration under Section 4(a) of the Securities Act of 1933, as amended.
(2) Imperial Strategies, LLC is the direct beneficial owner of 3,018,810 shares of common stock of the Issuer. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
(3) Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Imperial Strategies, LLC
5348 VEGAS DRIVE, SUITE 1548
LAS VEGAS, NV 89108
X
Poutre Michael
5348 VEGAS DRIVE, SUITE 1548
LAS VEGAS, NV 89108 X X Chief Executive Officer
Signatures
Imperial Strategies, LLC By: /s/ Michael Poutre - Chief Executive Officer 10/4/2017
** Signature of Reporting Person Date
/s/ Michael Poutre 10/4/2017
** Signature of Reporting Person Date
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