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Re: Snug Harbour post# 120640

Monday, 09/18/2017 10:05:20 PM

Monday, September 18, 2017 10:05:20 PM

Post# of 207127
The company has 90 days to provide the documentation etc requested, as the sec filings show they went all the way to Africa to dig up the information requested by finra. IMO a company isnt going to spend hundred of thousand of dollars in expenses for this trip, forensic accountants, attorneys etc etc if there not a fully legit company! Once the company responds then finra has 10 days to review that info but when they ask more info or have more comments the company 90 day clock restarts. This is all found in Rule 9490.