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Re: lucky, mydog post# 33549

Tuesday, 09/12/2017 3:32:28 PM

Tuesday, September 12, 2017 3:32:28 PM

Post# of 35791
yes, here's a couple of links. but remember a company has to find an mm willing to file a 211 submission and that is unlikely. mm's don't want to take on that responsibility for a company that has been suspended by the sec.

In this case--with revocation of registration looming--no broker will even consider filing a 211. That won't happen unless the company files a new Form 10 and it becomes effective.

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