Friday, August 18, 2017 2:19:13 PM
Security FALC / FalconStor Software, Inc.
Institutional Buyers 11
Opened Positions 9
Major holders that have opened new positions in FALC / FalconStor Software, Inc. include Nantahala Capital Management, LLC , Geode Capital Management, Llc , First Manhattan Co , UBS Group AG , Tower Research Capital LLC (TRC), Guggenheim Capital Llc , Henderson Group Plc, Goldman Sachs Group Inc , and Royal Bank Of Canada.
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This page shows institutions and funds that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions.
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File Date Form Investor Prev Shares Shares Change
(Percent) Prev Value
(x$1000) Current Value (x$1000) Change
(Percent)
2017-08-17 13F-HR/A HENDERSON GROUP PLC * 11,000 3
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 1,749 1,925 10.06 1 0 -100.00
2017-08-14 13F-HR Tower Research Capital LLC (TRC) * 46,516 12
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC * 15,392 4
2017-08-14 13F-HR ROYAL BANK OF CANADA * 117 0
2017-08-14 13F-HR Nantahala Capital Management, LLC * 2,841,368 737
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 10,900 3
2017-08-14 13F-HR UBS Group AG * 55,260 15
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 143,545 37
2017-08-11 13F-HR KCG HOLDINGS, INC. * 35,726 408,350 1,043.01 14 106 657.14
2017-07-28 13F-HR FIRST MANHATTAN CO * 139,406 3
Recent FALC News
- Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] • Edgar (US Regulatory) • 01/04/2024 05:03:48 PM
- Form 15-12G - Securities registration termination [Section 12(g)] • Edgar (US Regulatory) • 07/12/2023 08:30:17 PM
- Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments • Edgar (US Regulatory) • 07/12/2023 08:16:03 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 07/05/2023 08:40:50 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 06/28/2023 08:44:55 PM
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Avant Technologies Names New CEO Following Acquisition of Healthcare Technology and Data Integration Firm • AVAI • May 2, 2024 8:00 AM
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